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American Law and Economics Association
Results: 308

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261	IN THE COURT OF APPEALS OF THE STATE OF OREGON AMERIVEST FINANCIAL, LLC, ) ) Plaintiff-Appellant, Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:18:08 Economics North American Securities Administrators Association U.S. Securities and Exchange Commission Securities fraud Securities Act Financial Industry Regulatory Authority Capital market Securities regulation in the United States Investor education United States securities law Financial economics Financial system
262	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-07-09 10:12:06 United States securities law Registered Investment Advisor Financial services Fiduciary Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act North American Securities Administrators Association Financial adviser Investment Advisers Act Law Financial economics Finance
263	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:07:29 North American Securities Administrators Association Economics Financial economics Securities fraud Investor education Dodd–Frank Wall Street Reform and Consumer Protection Act Affinity fraud Uniform Securities Act United States securities law Financial regulation Financial system
264	NASAA ENFORCEMENT REPORT 2013 REPORT ON 2012 DATA PREPARED BY: NASAA ENFORCEMENT SECTION OCTOBER 2013 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-10-31 09:26:14 Financial economics Law Financial regulation Late-2000s financial crisis North American Securities Administrators Association U.S. Securities and Exchange Commission Securities fraud Selling away Dodd–Frank Wall Street Reform and Consumer Protection Act Securities United States securities law Financial system
265	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:07:31 Investment United States securities law Financial regulation United States Securities and Exchange Commission Corporate finance Regulation D Securities Act North American Securities Administrators Association Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Stock market Finance
266	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-05-07 10:26:53 Stock market United States securities law Financial regulation United States Securities and Exchange Commission Securities Act Regulation D North American Securities Administrators Association U.S. Securities and Exchange Commission Securities offering Financial economics Investment Finance
267	IN THE COURT OF APPEALS OF MARYLAND ____________________ September Term, 2012 ____________________ No. 51 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:22:24 Financial system Securities and Exchange Commission v. W. J. Howey Co. Security Financial Industry Regulatory Authority North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Uniform Securities Act Securities Act United States securities law Financial regulation Financial economics
268	NASAA Legislative Agenda for the 113th Congress Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:28:54 United States securities law Stock market Corruption Financial regulation Investment U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund North American Securities Administrators Association Financial economics Economics Finance
269	Microsoft Word[removed]07_SR FINRA[removed]Comment Letter Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:04:40 Investment Financial Industry Regulatory Authority Financial regulation Arbitration Arbitral tribunal U.S. Securities and Exchange Commission Hedge fund North American Securities Administrators Association Arbitration in the United States United States securities law Financial economics Finance